Currently collaborating with securities companies to develop services and products. Our aim is to obtain a license for securities business in-house and expand our operations. Therefore, promoting the business from the perspective of compliance and securities legal affairs is our mission. ■ Establish internal controls and compliance policies, organize internal regulations, plan and conduct internal training. ■ Develop internal controls and compliance policies. ■ Liaison with authorities and associations, prepare and submit reports. ■ Conduct research on various laws and regulations. ■ Perform due diligence and continuous monitoring of clients. ■ Prepare documents related to license acquisition, filing, and negotiations with various agencies. ■ Organize internal regulations. ■ Monitor suspicious transactions. ■ Advertising review and other related tasks.
The above information is a public job ad. This job ad is neither an offer nor a contract.
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